At FISCOR, compliance is at the heart of every investigation we undertake. We work in strict adherence to U.S., European, and global regulatory standards, ensuring that every action we take aligns with the rules set forth by these leading authorities
Securities and Exchange Commission (SEC) – Regulates securities markets.
Financial Industry Regulatory Authority (FINRA) – Oversees brokerage firms.
Federal Reserve (Fed) – Central bank regulating monetary policy.
Office of the Comptroller of the Currency (OCC) – Regulates national banks.
Federal Deposit Insurance Corporation (FDIC) – Insures deposits and regulates financial institutions.
Consumer Financial Protection Bureau (CFPB) – Protects consumers in the financial sector.
Commodity Futures Trading Commission (CFTC) – Regulates commodity futures and options markets.
Financial Conduct Authority (FCA) – Regulates financial firms and markets.
Bank of England (BoE) – Central bank overseeing monetary policy and financial stability.
Prudential Regulation Authority (PRA) – Regulates banks, insurers, and building societies.
European Central Bank (ECB) – Governs monetary policy for Eurozone members.
European Securities and Markets Authority (ESMA) – Regulates securities markets across the EU.
European Banking Authority (EBA) – Harmonizes banking supervision across the EU.
European Insurance and Occupational Pensions Authority (EIOPA) – Regulates insurance and pensions.
Federal Financial Supervisory Authority (BaFin) – Regulates banking, insurance, and securities.
Deutsche Bundesbank – Central bank involved in banking supervision.
Autorité des Marchés Financiers (AMF) – Regulates financial markets.
Autorité de Contrôle Prudentiel et de Résolution (ACPR) – Oversees banks and insurers.
Swiss Financial Market Supervisory Authority (FINMA) – Regulates financial markets, banks, insurance, and securities.
Swiss National Bank (SNB) – Central bank ensuring financial stability.
Office of the Superintendent of Financial Institutions (OSFI) – Regulates banks, insurance companies, and pension plans.
Canadian Securities Administrators (CSA) – Coordinates regulation of securities markets across provinces.
Australian Securities and Investments Commission (ASIC) – Regulates securities markets, consumer protection, and financial services.
Australian Prudential Regulation Authority (APRA) – Oversees banks, insurance, and pension funds.
Reserve Bank of Australia (RBA) – Central bank responsible for monetary policy.
Financial Services and Markets Authority (FSMA) – Regulates financial markets and institutions.
These trusted relationships enable FISCOR to access critical information, expedite investigations, and ensure that all findings are legally sound and reliable across multiple jurisdictions.
FISCOR: Your Trusted Partner in Financial Investigations and Compliance
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